Transactions

Trout Capital has helped its clients close on transactions in both up and down markets, whether working as a sole advisor or in conjunction with other investment banks.

Date	Company	Size
07/2010	Response Biomedical Corp. Private Placement of Common Stock Placement Agent	C$8,000,000	Details Response Biomedical Corp. C$8,000,000 Private Placement of Common Stock Placement Agent View Press Release July 2010
06/2010	BioSante Pharmaceuticals Registered Direct Placement of Common Stock Financial Advisor	$15,000,000	Details BioSante Pharmaceuticals $15,000,000 Registered Direct Placement of Common Stock Financial Advisor View Press Release June 2010
06/2010	Pharmacyclics, Inc. Registered Direct Placement of Common Stock Advisor	$52,000,000	Details Pharmacyclics, Inc. $52,000,000 Registered Direct Placement of Common Stock Advisor View Press Release June 2010
04/2010	Genetic Technologies Group Private Placement of Common Stock Placement Agent	$1,089,681	Details Genetic Technologies Group $1,089,681 Private Placement of Common Stock Placement Agent View Press Release April 2010
03/2010	Cell Therapeutics Private Placement of Preferred Stock and Warrants Financial Advisor	$20,000,000	Details Cell Therapeutics $20,000,000 Private Placement of Preferred Stock and Warrants Financial Advisor View Press Release March 2010
03/2010	Epigenomics AG Rights Offering of Common Stock US Placement Agent	€33,100,000	Details Epigenomics AG €33,100,000 Rights Offering of Common Stock US Placement Agent View Press Release March 2010
01/2010	Cell Therapeutics Private Placement of Preferred Stock and Warrants Advisor	$30,000,000	Details Cell Therapeutics $30,000,000 Private Placement of Preferred Stock and Warrants Advisor View Press Release January 2010
09/2009	Vivus Inc. Public Offering of Common Stock Advisor	$108,675,000	Details Vivus Inc. $108,675,000 Public Offering of Common Stock Advisor View Press Release September 2009
09/2009	Intendis GmbH (Bayer HealthCare) Product Acquistion Advisor	Undisclosed	Details Intendis GmbH (Bayer HealthCare) Undisclosed Product Acquistion Advisor View Press Release September 2009
08/2009	Avanir Pharmaceuticals Controlled Equity Offering Sub-Sales Agent	$10,530,000	Details Avanir Pharmaceuticals $10,530,000 Controlled Equity Offering Sub-Sales Agent View Press Release August 2009
08/2009	Pharmacyclics, Inc. Rights Offering of Common Stock Financial Advisor	$28,800,000	Details Pharmacyclics, Inc. $28,800,000 Rights Offering of Common Stock Financial Advisor View Press Release August 2009
07/2009	Cell Therapeutics Public Offering of Common Stock and Warrants Financial Advisor	$43,851,499	Details Cell Therapeutics $43,851,499 Public Offering of Common Stock and Warrants Financial Advisor View Press Release July 2009
05/2009	Response Biomedical Corp. Unit Offering US Placement Agent	C$11,000,000	Details Response Biomedical Corp. C$11,000,000 Unit Offering US Placement Agent View Press Release May 2009
02/2009	Epigenomics AG Capital Increase Financial Advisor	€5,182,000	Details Epigenomics AG €5,182,000 Capital Increase Financial Advisor View Press Release February 2009
02/2009	Pharmasset, Inc. Registered Direct Placement of Common Stock Financial Advisor	$45,500,000	Details Pharmasset, Inc. $45,500,000 Registered Direct Placement of Common Stock Financial Advisor View Press Release February 2009
08/2008	Vivus Inc. Registered Direct Placement of Common Stock Placement Agent	$65,000,000	Details Vivus Inc. $65,000,000 Registered Direct Placement of Common Stock Placement Agent View Press Release August 2008
07/2008	Pharmasset, Inc. Registered Direct Placement of Common Stock Financial Advisor	$25,900,000	Details Pharmasset, Inc. $25,900,000 Registered Direct Placement of Common Stock Financial Advisor July 2008
02/2008	Epigenomics AG Rights Offering of Common Stock Placement Agent	€13,500,000	Details Epigenomics AG €13,500,000 Rights Offering of Common Stock Placement Agent February 2008
11/2007	Pharmaxis, Inc. Private Placement of Common Stock Financial Advisor	A$20,000,000	Details Pharmaxis, Inc. A$20,000,000 Private Placement of Common Stock Financial Advisor November 2007
10/2007	DUSA Pharmaceuticals, Inc. Private Placement of Common Stock and Warrants Financial Advisor	$11,000,000	Details DUSA Pharmaceuticals, Inc. $11,000,000 Private Placement of Common Stock and Warrants Financial Advisor October 2007
08/2007	Encysive Pharmaceuticals Private Placement of Common Stock Co-Placement Agent	$15,000,000	Details Encysive Pharmaceuticals $15,000,000 Private Placement of Common Stock Co-Placement Agent August 2007
06/2007	IDM Pharma Registered Direct Placement of Common Stock and Warrants Financial Advisor	$25,000,000	Details IDM Pharma $25,000,000 Registered Direct Placement of Common Stock and Warrants Financial Advisor June 2007
05/2007	Vasogen Inc. Private Placement of Common Stock and Warrants Financial Advisor	$16,000,000	Details Vasogen Inc. $16,000,000 Private Placement of Common Stock and Warrants Financial Advisor View Press Release May 2007
05/2007	Avalon Pharmaceuticals Private Placement of Common Stock Co-Placement Agent	$20,000,000	Details Avalon Pharmaceuticals $20,000,000 Private Placement of Common Stock Co-Placement Agent View Press Release May 2007
05/2007	Epigonomics AG Private Placement of Common Stock Placement Agent	$6,600,000	Details Epigonomics AG $6,600,000 Private Placement of Common Stock Placement Agent May 2007
01/2007	Avalon Pharmaceuticals Private Placement of Common Stock Financial Advisor	$10,000,000	Details Avalon Pharmaceuticals $10,000,000 Private Placement of Common Stock Financial Advisor View Press Release January 2007

	4/18/10 - 4/22/18 9th World Congress of the International Hepato-Pancreato-Biliary Association Buenos Aires, Argentina
	8/2/10 - 8/4/10 Drug Discovery and Development Week (IBC Life Sciences) San Francisco, CA, USA
	8/3/10 Wedbush Best Ideas in Healthcare New York, NY, USA